23. Kant’s Third Antinomy and the Metaphysical Barn

Kant’s Third Antinomy seems to be about the possibility of freedom. But his arguments apply much more widely; if he had never published anything else, the few pages of the Third Antinomy would have made Kant the most important philosopher since Aristotle.

An “antinomy,” according to Kant, is a pair of propositions which contradict each other, yet can both be proven. According to the Third Antinomy’s thesis, if there is no such thing as freedom, then everything that happens, happens according to causal laws, and so by modification of a previous state of affairs. So any event E must come from a previous event D, and must have done so according to a law of nature. But then that previous event D must have come from a still earlier event C, and so on—to infinity. The number of events which must have already occurred prior to any given event is therefore infinite; but infinity is precisely that which can never be reached in this way. Therefore, at some point, we must accept an event which springs from no prior events—a free act.

According to the antithesis, let us suppose that there are such free acts. Such an act must be produced by the will at a specific time. This means that there must be a change in the will itself, by which it begins to cause that act: in Kant’s parlance, the will must “determine itself to produce the act.” So we have one thing—the will—in two successive states: not-yet-determining itself to produce some given act, and actually determining itself. But these two states cannot be connected to each other by any law, for then the will’s producing of the act would be determined, not free. So the will’s “determination of itself” must be a wholly random change. But such randomness (in addition to being mere spontaneity, not true freedom) would reduce nature to, at bottom, a series of random, disconnected events.

These arguments are not very plausible, either in my short summaries or in Kant’s cumbersome German; whether they can be made plausible is a huge question. But I am after their structure, which is that of a reductio: each side of the contradiction is proved out of the other side. The thesis begins by assuming that no act is free and proves that some must be; the antithesis begins with the view that some acts are free and proves that none can be. P implies not-P, which implies P.

This has metaphysical implications far beyond issues of freedom. For the thesis is Platonic (#11): it argues that if you claim that everything has the principle of its being in a cause other that it, you must eventually, to avoid accepting a completed infinite series of causes, posit something that has no principle of being beyond itself: the free act plays a role akin to that of Plato’s Form of the Good.

Unsurprisingly, the antithesis is Aristotelian (also #11), positing that there are things which, like Aristotelian ousiai, have their principle of being within themselves; in free acts, the moral law plays a role akin to that of Aristotelian immanent forms. But any given form, for Aristotle, comes into its matter at a certain time and place—its beginning is an event, such as the arrival of a seed in a particular patch of soil—and this must be explained by something beyond that thing. But this in turn requires the existence of things like the sun warming the earth, the alternation of night and day, the change of seasons, and other features of the natural order.

And where does the natural order, the kosmos, come from? For Aristotle, it comes from the Prime Mover—pure Form, existing apart from matter. For Kant the natural order is the causal sequence of the entire universe, in which every event is caused by previous events.

Kant has thus revealed, for the first time, the structure of the Metaphysical Barn. He has shown, in about ten pages, how Platonists and Aristotelians have been chasing one another around that barn for 2000 years—and that neither approach provides a way out.

10. Aristotle, Freedom, and Choice

One surprise when you read Aristotle is just how unimportant freedom is to him. It may be our central political value, but Aristotle rarely even mentions it. When he talks about the quality of being free,  ἐλευθεριότης, he just means the ability to spend money wisely: “liberality.” What we want from society is not freedom but justice: fair distribution of resources, fair punishment for misdeeds, and so on.

A lot of people are unwilling to countenance this downgrading of freedom, and seek in Aristotle’s pages a “higher freedom,” the ability to act, not according to desire, but according to reason.

Insofar as we are human beings, we should certainly act rationally, for according to Aristotle reason is our human essence. But in the opening chapters of Book III  of the Nicomachean Ethics, I think we find a more complex and interesting possibility.

There, Aristotle discusses a pair of concepts allied to what was later called freedom: ἑκών, voluntarily or happily, and ἄκων, under constraint or unhappily. Aristotle glosses what we do ἑκών as what we are responsible for. When we act ἄκων, or as we might say unfreely, we are in fact not acting at all, for something else is constraining us. In such cases we are not responsible for what we do.

What is it, then, to be “responsible” for one’s act? For Aristotle, as is typical of him, responsibility has various kinds and degrees; but in the strictest sense, we are responsible for things we choose to do. Freedom is then, most strictly, freedom of choice. How very modern!

Not so fast. What does Aristotle mean by “choice” (προαίρεσις)?

Choice for him—again, in the strictest sense—results from deliberation (βούλευσις). Deliberation, in turn, relates what Aristotle views as the two morally-relevant components of the human mind: desire and reason. Desire is an impetus toward something other than itself (desire, we may say, doesn’t desire desire). The overall name for what it seeks is ἐυδαιμονία, which is often (though controversially) translated as “happiness.” Basically, it denotes, not a feeling (as “happiness” does), but everything in your life going as well as it can.

Reason has (again, as is typical for Aristotle) different degrees and forms. In deliberation, reason begins from one’s overall concept of happiness and, using as premises what one knows about the world and one’s position in it, reasons back from that end through various means to it until it arrives at one’s current situation, determining what one can do here and now that will lead most efficiently to happiness. Since one desires happiness, one will then automatically perform that act. Reason and desire come to agreement, and their confluence produces the action.

When an act is performed after reasoning things out this way, then, it arises from the agent’s entire moral psychology, i.e. as the confluence of its two components, reason and desire. The source of the action is then (in the strictest sense) the person performing it, who is therefore wholly “responsible” for that action. If we go on (as Aristotle doesn’t) and call such an action “free,” we arrive at a definition of freedom: freedom is the ability to express your whole self in your actions, where your “self” is the totality of your desires (or at least the currently relevant ones) plus your reason.

Your desires tell you what you love, and reason tells you what you are good at: Aristotle’s “whole self” is not simply reason or desire, but coincides with what I call the “personal nature” of the individual (# 9). We may say that freedom for Aristotle is the ability to express your personal nature in your actions.

The whole point of deliberating is then to identify the single course of action that will most efficiently lead to happiness. It may happen, however, that deliberating arrives at a number of actions that I can perform right now that all lead, with equal efficiency, to happiness. In such a case, the alternative actually chosen has nothing rational to recommend it over its alternatives, and the choice is merely random. Choosing among alternatives, in fact, is servile:

But it is as in a house, where the freemen [ἐλευθέροις]are least at liberty to act at random [ὅ τι ἔτθχε ποιεῖν], but all or most things have been prescribed for them, while the slaves and the animals do little for the common good…(Metaphysics XII.10 1075a19022, my translation).

Freedom for Aristotle has nothing to do, then, with freedom, as (roughly) the ability to choose one of a number of alternatives, where the choice itself has no previous cause (and so is called an act of ”free will”). That concept of freedom, our concept, has theological, and—as we will see—specifically Christian, origins. It has to, because (as Kant argues) it implies a break in the chains of natural causality: as what Kant called the capacity to begin something truly new, freedom cannot come from nature, which—for Kant anyway—is causally governed through and through.

In the world of quantum physics, to be sure, there are uncaused events, such as proton decay. Kant, though he knew nothing of quantum physics, calls such events “spontaneous.” But, as Hume had already pointed out, who values such spontaneity? It cannot be anything other than a capacity for totally random activity; and who wants to act that way? For Hume, a free action is one that arises from one’s “internal character, passions, and affections”—or from what I call one’s “personal nature” (Hume, Enquiries, Oxford 1902 p. 99). Similarly for Aristotle.

Free choice in Aristotle’s sense requires extensive knowledge of oneself, while free choice in our sense requires only the power to act without cause. And you cannot know yourself without knowing a lot about the world and society you live in. Such knowledge was once summed up as the “liberal arts,” which is not an arbitrary name but tells us that such studies give us the knowledge we need to be truly free.

To say that something has theological, or even Christian, roots does not mean that it is false; but we see that there are at least two problems with the theologically-derived sense of “freedom:” it is an ad hoc revocation of natural causality, and it denies the necessity of self-knowledge. The latter makes it a philosophy which proclaims the irrelevance of philosophy.